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Signal Point Advisors, LLC  ·  Strictly Confidential
Signal Point Advisors · Client Portal
Secure Session
New Client Intake
Please complete all sections accurately. This information is held in strict confidence and is used solely for compliance screening and engagement planning. All information is protected under our Mutual NDA.
1
Identity
2
Mandate
3
Parameters
4
Declaration
Identifying Information
Provide the full legal names of the individual and entity seeking to engage Signal Point Advisors.
Why we require LinkedIn

Signal Point Advisors verifies all professional credentials against your LinkedIn profile as part of our standard compliance process. Your profile must be active and consistent with the information provided in this intake. Profiles created within 90 days or with fewer than 50 connections will trigger additional verification steps.

Government-Issued Identity Documents

Required: All prospective clients must provide a valid government-issued passport (any nationality). U.S. persons must also provide a U.S. Driver's License (front and back). International clients must provide a second national ID in lieu of a driver's license. All documents must be current and unexpired.

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Click to upload (JPG, PNG, PDF)
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Click to upload (JPG, PNG, PDF)
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Click to upload (JPG, PNG, PDF)
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Click to upload (JPG, PNG, PDF)
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Click to upload — National ID, Emirates ID, CNIC, Aadhaar, etc. (JPG, PNG, PDF)

Document uploads are held exclusively for SPA's internal KYC compliance records and are never shared with any third party without your express written consent.

Step 1 of 4
Nature of Mandate
Describe the business objective you are seeking to achieve with Signal Point Advisors' assistance. Please be as specific as possible.
Physical Asset Transport & Logistics
Sovereign Access & Introduction
Capital Introduction
Strategic Advisory
Government & Regulatory Relations
Other / Multiple Services
Precious Metals
Currency / Fiat
Securities
Real Assets
N/A
Step 2 of 4
Deal Parameters & Geography
Provide transaction scope, counterparty details, and geographic parameters.
Gov Ministry
Sovereign Wealth Fund
State-Owned Enterprise
Royal Family Office
Private Entity
Yes
No
Step 3 of 4
Compliance Declaration
Signal Point Advisors is required by firm policy and applicable law to conduct compliance screening on all prospective clients. Please answer all questions truthfully. Inaccurate information is grounds for immediate termination of any engagement.
1. Is any counterparty, target official, or party to this transaction a foreign government official, minister, state-owned enterprise representative, or Politically Exposed Person (PEP)?
Yes
No
Unknown
2. Are there any existing legal proceedings, sanctions, regulatory actions, or investigations involving you, your entity, or any known counterparty?
Yes
No
3. Describe the source of funds or assets underlying this transaction.
4. To your knowledge, have you or your entity ever appeared on an OFAC Specially Designated Nationals list, Interpol Red Notice, or equivalent international watchlist?
Yes
No
5. Are you, your entity, or any principal party to this transaction a U.S. person or entity subject to FCPA (Foreign Corrupt Practices Act) jurisdiction?
Yes
No
Unsure
FCPA Compliance Policy — Required Acknowledgment

Signal Point Advisors maintains a strict zero-tolerance policy for bribery and corruption in any form. No payment, gift, or thing of value shall be offered to any foreign government official to obtain or retain business. All fees paid to SPA flow exclusively to SPA — no portion is passed to any foreign official or third party. All engagements are documented in writing. FCPA counsel is engaged for all sovereign-adjacent transactions. By submitting this intake, you acknowledge receipt of SPA's FCPA Compliance Policy and confirm that your mandate, to your knowledge, does not involve any arrangement that would violate the FCPA or equivalent anti-bribery laws.

I acknowledge SPA's FCPA Compliance Policy. I confirm that to my knowledge, no portion of this mandate involves any payment, gift, or thing of value to a foreign government official for the purpose of obtaining or retaining business or securing any improper advantage.
I confirm that all information provided in this intake is accurate and complete to the best of my knowledge. I understand that Signal Point Advisors will conduct independent due diligence and compliance screening, and that any material misrepresentation may result in immediate termination of any engagement. I consent to this screening as a condition of consideration.
Step 4 of 4
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Compliance Screening in Progress
Initializing compliance engine...
Identity & Entity Verification
LinkedIn Professional Profile Verification
OFAC SDN List — U.S. Treasury
Interpol Red Notice Database
PEP & Global Watchlist Screening
Adverse Media & OSINT Scan
Country Risk Assessment
AI Risk Synthesis & Report Generation
✓
Intake Received
REF: SPA-XXXXXX
Your intake has been received and your preliminary compliance screening is complete.

A Signal Point Advisors representative will review your file and contact you within 24–48 business hours to discuss next steps and arrange execution of our Mutual NDA.
Signal Point Advisors, LLC  ·  Strictly Confidential
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